Compliance Administrator

  • Full Time
  • Pretoria East, South Africa

Pillangó Placements

Reference: PTA002392-JB-1

Our client is a top Financial Services firm who has won many accolades and awards for its high quality of professional industry standards. They currently have an administrative opportunity available for a Compliance Administrator.

Duties & Responsibilities

REQUIREMENTS

Minimum 1 – 2 years administrative experience in a highly regulated environment (Banking / Insurance)

Understand the importance and function of compliance in the financial sector. FAIS, FICA, FIC

Fully bilingual Afrikaans / English

RESPONSIBILITIES:

  • Scrutinize and evaluate all New Business / Servicing transactions to ensure compliance in order.
  • Have the insights to identify risk and refer to the Practice Manager for guidance and assistance
  • Follow up on outstanding compliance with client / adviser and Para planner
  • Sit in on monthly meetings with Compliance officer to evaluate the files
  • Assist in general compliance requirements for practice / updating compliance registers
  • Communicate with External Compliance officer to update the FSP Rep Register
  • Maintain Financial Advisors CPD register
  • Maintain CPD Training register
  • Assist with preparation for FSCA site visits

DISCLAIMER

The advertised salary range is merely a guideline to attract a range potentially suitable candidates to the advertised position. This doesn’t automatically mean that a successful candidate can claim an offer for the maximum advertised salary. It is the prerogative of the future employer to offer a candidate a market related remuneration package in line with the candidate’s qualifications, skills and level of experience.

Package & Remuneration

R 7500 – 10000 Monthly

Tagged as: Accounting, Auditing, PNet